-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GpUNpk2Q/a8RCnPpeVvCxznIkBksqLGZczFkqpO0zeev30m2nRDkd5R2gcHmmkBa 27GlMX6HFvl9Vo13oIbM6w== 0001193125-04-084750.txt : 20040511 0001193125-04-084750.hdr.sgml : 20040511 20040511162810 ACCESSION NUMBER: 0001193125-04-084750 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040511 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STATE AUTO FINANCIAL CORP CENTRAL INDEX KEY: 0000874977 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311324304 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58913 FILM NUMBER: 04796718 BUSINESS ADDRESS: STREET 1: 518 E BROAD ST CITY: COLUMBUS STATE: OH ZIP: 43215-3976 BUSINESS PHONE: 6144645000 MAIL ADDRESS: STREET 1: 518 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHEPARD GREGORY M CENTRAL INDEX KEY: 0001065833 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 303 E WASHINGTON STREET CITY: BLOOMINGTON STATE: IL ZIP: 61701 BUSINESS PHONE: 3095571210 MAIL ADDRESS: STREET 1: 303 E WASHINGTON STREET CITY: BLOOMINGTON STATE: IL ZIP: 61701 SC 13D/A 1 dsc13da.htm AMENDMENT NO. 8 TO SCHEDULE 13D Amendment No. 8 to Schedule 13D

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20459

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 8)

 

STATE AUTO FINANCIAL CORPORATION

(Name of Issuer)

 

Gregory M. Shepard

 

(Names of Filing Persons)

 

Common Shares

(Title of Class of Securities)

 

85570710500

(CUSIP Number of Class of Securities)

 

Gregory M. Shepard

980 North Michigan Avenue, Suite 1400

Chicago, Illinois 60611

(312) 214-3566

 

(Name, address and telephone number of persons

authorized to receive notices and

communications on behalf of person(s) filing statement)

 

May 10, 2004

 

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(b)(3) or (4), check the following box  ¨.

 

SCHEDULE 13D

CUSIP No. 85570710500

 

  1.  

Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of reporting person.

 

            Gregory M. Shepard

    
  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  ¨

    
  3.  

SEC Use Only

 

    
  4.  

Source of Funds

 

    
  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

   x
  6.  

Citizenship or Place of Organization

 

            United States of America

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  7.    Sole Voting Power

 

                1,000,000

  8.    Shared Voting Power

 

                -0-

  9.    Sole Dispositive Power

 

                1,000,000

10.    Shared Dispositive Power

 

                -0-

11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,000,000

    
12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

  

¨

 

13.  

Percent of Class Represented by Amount in Row (11)

 

            2.55%

    
14.  

Type of Reporting Person

 

            IN

    

 

CUSIP No. 85570710500

 

Page 2 of 4

This Amendment No. 8 to Schedule 13D is filed on behalf of Gregory M. Shepard, an individual, for the purpose of updating Item 5 hereof with respect to his shares of common stock, no par value (“Shares”) of State Auto Financial Corporation (“STFC”).

 

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.

 

Item 5 is hereby amended to add the following:

 

On May 10, 2004, Shepard sold 1,000,000 STFC Shares in a private transaction for $13.00 per share in cash to an entity owned by Carl Icahn.

 

Page 3 of 4

SCHEDULE 13D

 

SIGNATURE PAGE

 

After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

DATED: May 11, 2004

 

/s/    GREGORY M. SHEPARD

Gregory M. Shepard

 

Page 4 of 4

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